Sudha D

• Ensuring due diligence reviews are undertaken to the required quality and details on a timely basis
• Perform KYC due diligence on a range of institutional client's types with different legal structures like Limited company, Limited Liability Partnership, Public Listed Company, Trust, Charity, Club and associations, Pension fund and sole dealer
• Ensure KYC has been accurately completed in accordance with quality standards and time frames set within established Policy, Procedures, Standard and Operating manual
• Utilized various databases and tools to conduct comprehensive research and analysis of corporate entities and beneficial ownership structure
• Developed and implemented KYC policies and procedures to ensure consistent and effective risk management across the organization
• One of the key responsibilities will be coordination and collection of client specific information and completion of documentation to assist in the on-boarding of existing clients
• Conducted regular training and education sessions for employees on KYC policies and procedures to ensure understanding and compliance
• Conducted SRR issuing and carried out preparatory actions for case reviews, adhering meticulously to compliance and regulatory policies
• Conducted thorough due diligence reviews of existing corporate customers to assess risk and ensure compliance with AML (anti-money laundering) and CTF (counter-terrorism financing)regulations
• Managed the on-going monitoring of existing corporate customer relationships, identifying and reporting any suspicious activity or red flags.

• Conducted SRR issuing and carried out preparatory actions for case reviews, adhering meticulously to compliance and regulatory policies.

• Utilized various databases and tools to conduct comprehensive research and analysis of corporateentities and beneficial ownership structures.

• Collaborated with internal stakeholders, including sales and compliance teams, to address anypotential KYC-related issues or concerns.

• Developed and implemented KYC policies and procedures to ensure consistent and effective riskmanagement across the organization

• Working in a sophisticated AML environment with the basic objective of detecting and preventingpossible Money Laundering / Terrorist Financing activities /threats and thereby safeguarding theBank’s interests, reputation and regulator & customer trustworthiness.

• In-depth understanding of Regulatory Risk & Compliance, Sanctions Screening, PEP screening andadverse media screening and escalating true match.

• Doing the KYC for intermediary entities and avoiding criminal exposure from persons who use orattempt to use the bank’s products and services for illicit purposes based on Risk- based Approach.

• New Client Onboarding, New Account Documentation, Business Formation Documentation, Abilityto follow cash flows

• Boosted sales and customer loyalty through incentive programs
• Examined customer loan applications for loan approvals and denials
• Interviewed and hired talented individuals with top-level strengths, improving organizational talent and skill set.Implemented service improvements to enhance sales cycle
• Enhanced branch production rates by handling staff conflicts, evaluations, hiring and termination processes and coaching employees on company protocol and payroll operations
• Resolved various issues impacting sales management and business operations
• Created strategies to develop and expand existing customer sales, resulting in increase in annual sales
• Gathered and reviewed customer feedback to improve operations
• Maintained friendly and professional customer interactions.

• Conducted KYC formality reports on questionable accounts and transactions
• Performed periodic reviews and reports on merchants to comply with rules, regulations and KYC requirements
• Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review
• Offered internal support for audit, compliance and reporting activities
• Interpreted evidence from multiple tools and systems to determine legitimacy of customer behavior
• Prepared high-risk reviews with results and recommendations for customer onboarding, closure and retention
• Determined customer risk ratings based on analysis and research findings
• Educated staff on anti-money laundering and financial crimes to escalate concerns to senior members of PSR team
• Supported KYC processes for prospective and existing customers
• Minimized accounts receivable collections and reconciled customer billings and statements
• Reviewed customer files on regular basis to make sure receivables were in sound condition.

• Answered multi-line phone system, routing calls, delivering messages to staff and greeting visitors
• Restocked supplies and submitted purchase orders to maintain stock levels
• Executed record filing system to improve document organization and management
• Leveraged accounting software to manage expenses and keep track of finances
• Interacted with vendors to purchase and set up equipment and services
• Received and sorted incoming mail and packages to record, dispatch or distribute to correct recipient.