GLOSS application
VISHNU SHANKAR.V
Capital Markets Operations Analyst
Chennai
Summary
More than 7 years in investment operations role with a background in fixed-income and equities. An outstanding communicator, proficient at building strong working relationships with a wide range of coworkers and clients.
Overview
6
6
years of professional experience
7
7
years of post-secondary education
3
3
Languages
Work History
Capital Markets Operations Analyst
Accenture Solutions Pvt ltd
Chennai
4 2022 - 04.2024
- Liaised with client and counterparty for settlement of equity trades within proposed value date.
- Working on Partial and Full pair off requests from counterparty.
- Handling Buy in risk receiving from multiple couterparty and ensure to settle them on or before Buy in due date.
- Actively responding to mail queries from Prime broker, client, counterparty, agent, internal teams.
- Managing to work and clear more than 100 trades per day by finding out netting opportunities.
- Enable transfer of shares (Depot Transfer) from market to market depending on risk.
- Working on payments using Applications like DMW, SMS, etc.
- Figure out settlement issues through agent applications like Citi, Easyway.
- Actively interacting with client and agent on call to understand status of trade.
- Working on SSI discrepencies for unmatched trades and amending them to ensure trade settlement.
- Handling all markets including Euroclear, DTC, Fedwire, Domestic, Emerging and Asian markets.
- Handling Settlement and Ledger breaks.
- Improved team productivity by implementing effective workflow strategies and time management techniques
- Identified inefficiencies in current systems, recommending adjustments that resulted in increased productivity levels
Senior Process Analyst
TATA Consultancy Services
Chennai
03.2018 - 04.2022
- Primary Goal is to pre-match trades products including Fixed income and Equity in various markets.
- Email management- Send and respond to all client emails within shared mailbox.
- Pre-match all Unmatched Value Date and VD-1 Trades as per pre-matching procedures.
- Escalate any requests for trade netting (Pair-off) with Control team and only once approved by control team agree with Counterparty.
- Follow up with client and settlements team on all insufficient risk trades.
- Produce unsecured cash report - follow up on all unsecured cash items and escalating if any risk to control team.
- End of the day handover email- Ensure all open items are on handover and items are followed up on the next day without fail.
- Check and follow up on any trades in the Kickouts (Trade rejected in the market).
- Process TMPG claims per the procedure and update commentary on the share point.
- CLEAR- update and maintain Clear contacts as per clear Procedures
- SSIs- Update and maintain Client SSI as per SSI procedure.
- Ensure timely completion of checklist.
- Work on daily failing trades and keep them updated to Controls team based on the risk of the trades.
- Ensure team to reply clients on email without SLA miss.
- Realignment of trades from one market to another market based upon the client confirmation.
- Facilitated knowledge sharing sessions among peers to promote best practices and enhance team collaboration
- Developed strong relationships with stakeholders through effective communication and collaboration, fostering trust and facilitating project success
- Analyzed process flows and identified areas of improvement to increase productivity and reduce costs
Associate
BNY MELLON
Chennai
09.2016 - 03.2018
- Researching and analyzing trade rejects felt on various reports.
- Providing reasons for trade rejects by doing a complete research on the trade as well as the fund to client directly based on research and analysis of the trade.
- Price protecting the trades with as of trade date in order to minimize the gain/loss occurrence.
- Maintain TAT perfectly without any miss as agreed with management companies.
- Working on revised emails and client questions regarding the trade rejects.
- Calling to fund family directly and getting attentions for price protections.
- Working on various dividend settlements and corporate actions requested by client through e-form.
- Working on SABS Liquidation and Cancel Re-bill as per client request.
Education
MBA (FINANCE) -
S.A. ENGG. COLLEGE
Chennai 08.2014 - 06.2016
B.Sc. Mathematics -
MADRAS CHRISTIAN COLLEGE
Chennai 06.2011 - 06.2014
HSC -
ADARSH MATRIC HR SEC SCHOOL, Ponneri, Tamilnadu
Chennai, Tamil Nadu 06.2009 - 05.2011
SSLC -
L.E.F. EDEN MATRICULATION SCHOOL, Ponneri
Chennai, Tamil Nadu 06.2008 -
Skills
Adaptability and Flexibility
Reporting skills
Problem-solving abilities
Analytical and Critical Thinking
MS Office
Team Management
Decision-Making
Multitasking Abilities
Microsoft Excel
Team Collaboration
Adaptability and Flexibility
Software
Qwest Application
Citi and Easyway Application
SMS, Bloomberg and DMW application
Timeline
Senior Process Analyst
TATA Consultancy Services
03.2018 - 04.2022
Associate
BNY MELLON
09.2016 - 03.2018
MBA (FINANCE) -
S.A. ENGG. COLLEGE
08.2014 - 06.2016
B.Sc. Mathematics -
MADRAS CHRISTIAN COLLEGE
06.2011 - 06.2014
HSC -
ADARSH MATRIC HR SEC SCHOOL, Ponneri, Tamilnadu
06.2009 - 05.2011
SSLC -
L.E.F. EDEN MATRICULATION SCHOOL, Ponneri
06.2008 -
Capital Markets Operations Analyst
Accenture Solutions Pvt ltd
4 2022 - 04.2024